ERIN BASKETT

Founder and CEO, Erin Baskett personally holds multiple certifications and regulatory licenses, enabling SQN Global to be a valuable partner for any financial institution. 

Erin is a financial, compliance and operational executive with significant experience in accounting, auditing, business consulting, capital markets and financial services, with a solid knowledge of U.S. GAAP, tax, IFRS, FINRA and SEC rules, providing coverage for firms with both domestic and international presence. 

Erin’s specialty is in providing solutions for driving revenue and delivering operational cost-efficiencies which strengthen the bottom line.   Erin’s commitment to uncompromising integrity is perhaps her greatest attribute as it ensures your firm will always be positioned to adhere to the highest industry standards.

Certifications:

MBA – Accounting / CPA- Certified Public Accountant
CGMA - Chartered Global Management Accountant
CHRS - Certified Human Resources Specialist

Licenses:

Series 4 (Registered Options and Security Futures Principal)

Series 7 (General Securities Representative)

Series 14 (Compliance Officer)

Series 24 (General Securities Principal)

Series 27/28 (FINOP - Financial and Operations Principal)

Series 55/57 (Securities Trader)

Series 66 (Series 63/65 Registered Investment Adviser)

Series 99 (Operations Professional)